Fiduciary - Conflict of Interest Exemptions

4 organizations filed 6 public comments on Fiduciary - Conflict of Interest Exemptions, at the Employee Benefits Security Administration. The comment window closed 3960d ago.

Abstract

This document contains a notice of pendency before the U.S. Department of Labor of a proposed exemption from certain prohibited transactions provisions of the Employee Retirement Income Security Act of 1974 (ERISA) and the Internal Revenue Code (the Code). The provisions at issue generally prohibit fiduciaries with respect to employee benefit plans and individual retirement accounts (IRAs) from engaging in self-dealing and receiving compensation from third parties in connection with transactions involving the plans and IRAs.

Commenters (4)

• American Bankers Associationtrade assoc.

  3 filings · confidence 97%
• Arizona Farm Bureau Federationtrade assoc.

  1 filing · confidence 97%
• Credit Union National Associationtrade assoc.

  1 filing · confidence 97%
• National Federation of Independent Businesstrade assoc.

  1 filing · confidence 97%