Incentive-Based Compensation Arrangements

31 organizations filed 44 public comments on Incentive-Based Compensation Arrangements, at the Office of the Comptroller of the Currency. The comment window closed 654d ago.

Abstract

The OCC, Board, FDIC, FHFA, NCUA, and SEC (the Agencies) are seeking comment on a joint proposed rule (the proposed rule) to revise the proposed rule the Agencies published in the Federal Register on April 14, 2011, and to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Section 956 generally requires that the Agencies jointly issue regulations or guidelines: (1) prohibiting incentive-based payment arrangements that the Agencies determine encourage inappropriate risks by certain financial institutions by providing excessive compensation or that could lead to material financial loss; and (2) requiring those financial institutions to disclose information concerning incentive-based compensation arrangements to the appropriate Federal regulator.

Commenters (31)

• American Bankers Associationtrade assoc.

  5 filings · confidence 97%
• U.S. Chamber of Commerce

  4 filings · confidence 97%
• The Financial Services Roundtabletrade assoc.

  3 filings · confidence 85%
• Council of Institutional Investorstrade assoc.

  2 filings · confidence 85%
• Institute of International Bankerstrade assoc.

  2 filings · confidence 85%
• Randolph-Brooks Federal Credit Unionunverified attribution

  2 filings · confidence 70%
• Wisconsin Bankers Associationtrade assoc.

  2 filings · confidence 97%
• AFL-CIO

  1 filing · confidence 97%
• American Bankers Insurance Associationtrade assoc.

  1 filing · confidence 85%
• American Federation of Statetrade assoc.

  1 filing · confidence 85%
• American Insurance Associationtrade assoc.

  1 filing · confidence 85%
• Bank Policy Institutetrade assoc.

  1 filing · confidence 97%
• Center for Financial Policy at the University of Marylandunverified attribution

  1 filing · confidence 70%
• Community Bankers Association of Illinoistrade assoc.

  1 filing · confidence 85%
• Deutsche Bank Trust Company Americasunverified attribution

  1 filing · confidence 70%
• Institute for Policy Studiestrade assoc.

  1 filing · confidence 85%
• Investment Company Institutetrade assoc.

  1 filing · confidence 85%
• Japanese Bankers Associationtrade assoc.

  1 filing · confidence 85%
• Macy's Inc.unverified attribution

  1 filing · confidence 70%
• Meridian Compensation Partners LLCunverified attribution

  1 filing · confidence 70%
• Mutual of Omaha Insurance Companyunverified attribution

  1 filing · confidence 70%
• Nationwide Mutual Insurance Companyunverified attribution

  1 filing · confidence 70%
• Nina Counciltrade assoc.

  1 filing · confidence 85%
• Securities Industry and Financial Markets Associationtrade assoc.

  1 filing · confidence 85%
• The Clearing House Association 1trade assoc.

  1 filing · confidence 85%
• The Clearing House Association 2trade assoc.

  1 filing · confidence 85%
• The Greenlining Institutetrade assoc.

  1 filing · confidence 85%
• The Heritage Foundationtrade assoc.

  1 filing · confidence 85%
• The Insurance Coalitiontrade assoc.

  1 filing · confidence 85%
• The Risk Management Associationtrade assoc.

  1 filing · confidence 85%
• US Bank Corpunverified attribution

  1 filing · confidence 70%