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OCCRulemakingOCC-2011-0008

Margin and Capital Requirements for Covered Swap Entities

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Dec 9, 2015
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closed 4264d ago
American Bankers Association filings
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Activity

American Bankers Association filed 4 comments on this docket between Jun 21, 2011 and Sep 16, 2015. 6 other organizations filed here. The comment window closed 4264d ago.

What American Bankers Association filed (4)

Sep 16, 2015· American Bankers Association & American Bankers Association Securities Association· OCC-2011-0008-0201

Filed on regulations.gov — full text not in the inline record.

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Nov 25, 2014· OCC-2011-0008-0156

Please see the attached comment letter from Jason Shafer, VP and Senior Counsel with the American Bankers Association, regarding the agency's proposed rule on margin and capital requirements for covered swap entitites.

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Jul 13, 2011· American Bankers Association (ABA) and ABA Securities Association (ABASA)· OCC-2011-0008-0048

Filed on regulations.gov — full text not in the inline record.

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Jun 21, 2011· American Bankers Association, ABA Securities Association, Investment Company Institute, & Financial Services Roundtable· OCC-2011-0008-0005

Filed on regulations.gov — full text not in the inline record.

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Abstract

The OCC, Board, FDIC, FCA, and FHFA (each an "Agency'' and, collectively, the "Agencies'') are seeking comment on a proposed joint rule to establish minimum margin and capital requirements for registered swap dealers, major swap participants, security-based swap dealers, and major security-based swap participants for which one of the Agencies is the prudential regulator. This proposed rule implements sections 731 and 764 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which require the Agencies to adopt rules jointly to establish capital requirements and initial and variation margin requirements for such entities and their counterparties on all non-cleared swaps and non-cleared security-based swaps in order to offset the greater risk to such entities and the financial system arising from the use of swaps and security-based swaps that are not cleared.

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Co-filers (6)

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