Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Activity

Bank Policy Institute filed 1 comment on this docket between Mar 30, 2020 and Mar 30, 2020. 23 other organizations filed here. The comment window closed 2309d ago.

What Bank Policy Institute filed (1)

Abstract

The OCC, Board, FDIC, SEC, and CFTC (together, the agencies) are inviting comment on a proposal that would amend the regulations implementing section 13 of the Bank Holding Company Act (BHC Act). Section 13 contains certain restrictions on the ability of a banking entity or nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund. The proposed amendments are intended to continue the agencies' efforts to improve and streamline the regulations implementing section 13 of the BHC Act by modifying and clarifying requirements related to the covered fund provisions.

• Bank Policy InstituteTHIS ORG

  1 filing · confidence 97%
• American Bankers Associationtrade assoc.

  1 filing · confidence 97%
• American Investment Counciltrade assoc.

  1 filing · confidence 85%
• Canadian Bankers Associationtrade assoc.

  1 filing · confidence 85%
• Commercial Real Estate Finance Counciltrade assoc.

  1 filing · confidence 85%
• Committee on Capital Markets Regulationtrade assoc.

  1 filing · confidence 85%
• Community Development Venture Capital Alliancetrade assoc.

  1 filing · confidence 85%
• European Banking Federationtrade assoc.

  1 filing · confidence 85%
• European Fund and Asset Management Associationtrade assoc.

  1 filing · confidence 85%
• Institute of International Bankerstrade assoc.

  1 filing · confidence 85%
• Investment Adviser Associationtrade assoc.

  1 filing · confidence 85%
• Investment Company Institutetrade assoc.

  1 filing · confidence 85%
• Japanese Bankers Associationtrade assoc.

  1 filing · confidence 85%
• Loan Syndications and Trading Associationtrade assoc.

  1 filing · confidence 85%
• Managed Funds Associationtrade assoc.

  1 filing · confidence 85%
• Mortgage Bankers Associationtrade assoc.

  1 filing · confidence 97%
• National Venture Capital Associationtrade assoc.

  1 filing · confidence 85%
• Securities Industry and Financial Markets Association (SIFMA) 1trade assoc.

  1 filing · confidence 85%
• Securities Industry and Financial Markets Association (SIFMA) 2trade assoc.

  1 filing · confidence 85%
• Securities Industry and Financial Markets Association (SIFMA) 3trade assoc.

  1 filing · confidence 85%
• Small Business Investor Alliancetrade assoc.

  1 filing · confidence 85%
• Structured Finance Associationtrade assoc.

  1 filing · confidence 85%
• U.S. Chamber of Commerce

  1 filing · confidence 97%
• United States Senate Committee on Bankingtrade assoc.

  1 filing · confidence 85%