← Mortgage Bankers Association
OCCRulemakingOCC-2018-0010

Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

RIN
—
Last modified
Nov 20, 2019
Comment window
closed 2841d ago
Mortgage Bankers Association filings
2

Activity

Mortgage Bankers Association filed 2 comments on this docket between Oct 18, 2018 and Oct 18, 2018. 38 other organizations filed here. The comment window closed 2841d ago.

What Mortgage Bankers Association filed (2)

Oct 18, 2018· Mortgage Bankers Association (MBA)· OCC-2018-0010-0072

MBA comments on proposed amendments to Volcker Rule regulations. See attached comment letter.

View on regulations.gov →
Oct 18, 2018· Commercial Real Estate Finance Council, Mortgage Bankers Association, and The Real Estate Roundtable· OCC-2018-0010-0074

Filed on regulations.gov — full text not in the inline record.

View on regulations.gov →

Abstract

The OCC, Board, FDIC, SEC, and CFTC (individually, an "Agency", and collectively, the "Agencies") are requesting comment on a proposal that would amend the regulations implementing section 13 of the Bank Holding Company Act (BHC Act). Section 13 contains certain restrictions on the ability of a banking entity and nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund. The proposed amendments are intended to provide banking entities with clarity about what activities are prohibited and to improve supervision and implementation of section 13.

View on regulations.gov →

Co-filers (38)

See everyone who commented →