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OCCRulemakingOCC-2020-0002

Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

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Sep 28, 2020
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closed 2309d ago
U.S. Chamber of Commerce filings
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Activity

U.S. Chamber of Commerce filed 1 comment on this docket between Mar 17, 2020 and Mar 17, 2020. 23 other organizations filed here. The comment window closed 2309d ago.

What U.S. Chamber of Commerce filed (1)

Mar 17, 2020· U.S. Chamber of Commerce Center for Capital Markets Competitiveness· OCC-2020-0002-0016

Filed on regulations.gov — full text not in the inline record.

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Abstract

The OCC, Board, FDIC, SEC, and CFTC (together, the agencies) are inviting comment on a proposal that would amend the regulations implementing section 13 of the Bank Holding Company Act (BHC Act). Section 13 contains certain restrictions on the ability of a banking entity or nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund. The proposed amendments are intended to continue the agencies' efforts to improve and streamline the regulations implementing section 13 of the BHC Act by modifying and clarifying requirements related to the covered fund provisions.

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Co-filers (23)

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