American Bankers Association
EBSARulemakingEBSA-2014-0016

Fiduciary - Conflict of Interest Exemptions

RIN
Last modified
Mar 23, 2022
Comment window
closed 3960d ago
American Bankers Association filings
3

Activity

American Bankers Association filed 3 comments on this docket between Jul 29, 2015 and Oct 13, 2015. 3 other organizations filed here. The comment window closed 3960d ago.

What American Bankers Association filed (3)

Oct 13, 2015· 1210-ZA25 Comment 327 American Bankers Association Keehan 092215· EBSA-2014-0016-0340

Filed on regulations.gov — full text not in the inline record.

Aug 5, 2015· 1210-ZA25 Comment 236 American Bankers Association Keehan 072115· EBSA-2014-0016-0249

Filed on regulations.gov — full text not in the inline record.

Jul 29, 2015· 1210-ZA25 Comment 2 Joint Trades American Bankers Association, American Council of Life Insurers, American Retirement Association, et al. Foster 042115· EBSA-2014-0016-0015

Filed on regulations.gov — full text not in the inline record.

Abstract

This document contains a notice of pendency before the U.S. Department of Labor of a proposed exemption from certain prohibited transactions provisions of the Employee Retirement Income Security Act of 1974 (ERISA) and the Internal Revenue Code (the Code). The provisions at issue generally prohibit fiduciaries with respect to employee benefit plans and individual retirement accounts (IRAs) from engaging in self-dealing and receiving compensation from third parties in connection with transactions involving the plans and IRAs.

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