American Bankers Association
OCCRulemakingOCC-2011-0001

Incentive-Based Compensation Arrangements

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Last modified
Jan 21, 2025
Comment window
closed 554d ago
American Bankers Association filings
5

Activity

American Bankers Association filed 5 comments on this docket between Jun 1, 2011 and Jul 2, 2024. 30 other organizations filed here. The comment window closed 554d ago.

What American Bankers Association filed (5)

Jun 18, 2024· Bank Policy Institute, American Bankers Association, Financial Services Forum and Securities Industry and Financial Markets Association· OCC-2011-0001-2454

Ladies and gentlemen: Please see attached a letter responding to the publication on "Incentive-Based Compensation Arrangements" by the FDIC, OCC, FHFA, and NCUA.

Jun 14, 2016· American Bankers Association, Financial Services Roundtable, SIFMA, U.S. Chamber of Commerce & Center for Exec. Compensation· OCC-2011-0001-2369

Filed on regulations.gov — full text not in the inline record.

Jun 1, 2011· OCC-2011-0001-0484

Please see the attached comment letter from Kathleen McTighe on the joint agency proposed rule on incentive compensation.

Abstract

The OCC, Board, FDIC, FHFA, NCUA, and SEC (the Agencies) are seeking comment on a joint proposed rule (the proposed rule) to revise the proposed rule the Agencies published in the Federal Register on April 14, 2011, and to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Section 956 generally requires that the Agencies jointly issue regulations or guidelines: (1) prohibiting incentive-based payment arrangements that the Agencies determine encourage inappropriate risks by certain financial institutions by providing excessive compensation or that could lead to material financial loss; and (2) requiring those financial institutions to disclose information concerning incentive-based compensation arrangements to the appropriate Federal regulator.

View on regulations.gov →